| Other defra.gov.uk sites:

Substitution warning

The substitution of harmful chemicals is an important part of the Harmonised Mandatory Control Scheme (HMCS).  The UK is obliged to implement the policy to replace chemical substances identified as candidates for substitution.  

These substances are flagged with a substitution warning on the product template.

If it:

  • is on the OSPAR List of chemicals for priority action, or
  • the List of chemicals of possible concern, or
  • is considered by the authorising authority to be of equivalent concern for the marine environment;

or

  • is inorganic and has a LC50 or EC50 less than 1 mg/l;

or

  • has a biodegradation of:
    • <20% in OECD 306, marine BODIS or any other accepted marine protocols, or
    • <20% in 28 days in freshwater (OECD 301 and 310), or
    • if half-life values >60 and 180 days from simulation tests in marine water and sediment respectively (e.g. OECD 308, 309);

or

  • meets two of the following three criteria:
    • biodegradation:
      • <60% in 28 days in OECD 306, marine BODIS or any other acceptable marine protocol, or in the absence of valid results for such tests (<60% in 28 days (OECD 301B, 301C, 301D, 301F, 310, freshwater BODIS), or
      • <70% in 28 days (OECD 301A, 301E), or
    • bioaccumulation: 
      • BCF >100 or Log Pow ≥3 and molecular weight <700, or
      • if the conclusion of a weight-of-evidence expert judgement under Appendix 3 of OSPAR Agreement 2008-5 is negative, or
    • toxicity:
      • LC50 <10mg/l or EC50 <10mg/l.

A reliable value of Log Pow cannot be calculated for surfactants and therefore cannot be used to indicate whether a surfactant might bioaccumulate. OSPAR requires regulatory authorities to take a precautionary approach where data are ambiguous or missing. So substitution warnings will be applied to those surfactants that have a molecular weight of <700 and are either:

  • less than 60% or 70% biodegradable in 28 days (according to the test protocol), or
  • have an EC50/LC50 <10 mg/l

unless Cefas is satisfied that other evidence submitted by the supplier indicates that the substance should not bioaccumulate.

Under the HMCS pre-screening scheme the potential for a substance to bioaccumulate is assessed according to its Log Pow. It is not appropriate to determine Log Pow  values for surfactants with the standard OECD test methods (OECD 107 Shake Flask and OECD 117 HPLC). This is due to the intrinsic properties of surfactants (surface binding, accumulation at interfaces, emulsion formation) and their resulting inability to partition between two phases.

The HOCNF also allows the BCF for a substance to be reported. This value is determined experimentally in a full bioconcentration test utilising either fish or a bivalve mollusc (OECD 305 and ASTM E1022). Conducting these tests with surfactants is technically challenging but may be possible in many cases by applying the guidance in the following OECD documents:

  • OECD series on testing and assessment No. 27: Guidance document on the use pf the harmonised system for the classification of chemicals which are hazardous for the aquatic environment
  • OECD series on testing and assessment No. 23: Guidance document on aquatic toxicity testing of difficult substances and mixtures.

In the absence of any relevant scientifically robust data on a substance from the standard OECD tests described above, Cefas will apply the precautionary principle assuming the substance will bioaccumulate. However, if there is robust scientific evidence (for example from biodegradation studies, toxicokinetic studies, including metabolism, residue or monitoring studies) that indicates a substance is unlikely to bioaccumulate, Cefas will evaluate these data and apply expert judgement.

During the risk-assessment process, operators are required to consider the selection of products both in terms of the magnitude of their Risk Quotient (RQ) and the presence of hazardous substances, including candidates for substitution. Operators are required to provide a robust defence for the continued use of products that have a high RQ or contain candidates for substitution.

Chemical suppliers must consider the advice they provide to operators that justifies continued use of any product containing candidates for substitution. In addition, suppliers should consider a managed approach to the replacement of any undesirable components, leading to the reformulation and re-certification of products.

Cefas is happy to explain any substitution warning assigned to a product, and to discuss any approach you may be considering in addressing these issues.

Operators are encouraged to select products without a substitution warning. Therefore, a supplier may wish to seek alternatives at the product-development stage. However, there may be good technical reasons why a particular substance cannot immediately be substituted. The supplier should highlight these to operators so that they can include this information in their justification for continued use of the product.

Get Adobe Reader If you have difficulties viewing PDF files please make sure
you are using the latest version of the Adobe Reader.

© Crown Copyright 2012
Last Modified: 24 June 2011